Associate, Risk & Control

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The Business

The Role

If your expertise lies in Supervisory Control – ensuring compliance with all supervisory responsibilities, providing independent oversight and assurance of the supervisor responsibilities, a position as Associate, Risk & Control is ideal for you. In this role, you will be responsible for collecting, inputing and reporting information key to our risk management in NWM.  The info will be used for Risk reporting to various governance committees across NatWest Markets enabling effective senior management decisions.

To qualify for this role, you need to be a CA/MBA/Graduate with low to moderate exposure in Risk & Control with a cumulative Ops work-experience of around five years.

What the Business Does

NWM COO plays a strategic and functional role for NWM FO, to support global business, conduct administrative good practices, and to ensure compliance with external regulations and internal procedures. The Central function supports in filling process gaps, during process & role transitions into India; the team is responsible for supporting all verticals and business streams to ensure success including headcount and budgets.

Your Responsibilities

As Associate, Risk & Control, you will be required to:

  • Provide initial review of exceptions reporting and resolve issues surrounding completeness; provide quality assurance on the Supervision control adequacy and effectiveness, escalating any weaknesses identified through exception report production
  • Perform key roles in the production of the Risk Appetite MI, Path To Green (Risk Issues MI,) Conduct MI and other MI as may be produced by the RAR team
  • Understand the NWM strategy and business model and identify, challenge and resolve with management areas which conflict with the risk appetite of the division
  • Ensure the communications surveillance team follows due process and procedures so as to act as an effective second line of defense and provide adequate insurance to the business that market conduct risk is being mitigated
  • Monitor and, on a regular basis, to assess the adequacy and effectiveness of the measures and procedures put in place to address any deficiencies in RBS’ compliance with its market conduct obligations

Skills you need

  • Strong understanding of Compliance and Financial Services; knowledge and experience of conduct requirements and regulation
  • Excellent logical, analytical skill and attention to detail; knowledge of trading process and products
  • Effective communication is a must as this roles demands different types/approach of communication to people at various levels; attention to detail and Influencing skills
  • Good knowledge on Bank Operations is must to play the Control Manager in First line of defense effectively
  • Strong Orbit and Comet knowledge and experience; strong knowledge of MS Office- word, excel and power point

Why RBS?

RBS doesn’t just provide you with an exciting work and a generous pay package. We take pride in ensuring your personal and professional development are first and foremost. You will have access to a range of development and learning programs, services and support designed to help you manage and balance your work/life priorities.

Whether its retirement planning, supporting a charity close to your heart or taking care of your well-being, RBS makes sure you are taken care of. For more information on our benefits, please visit our website.

At RBS, our purpose is to serve customers well. We serve around 24 million customers across the globe, and our aim is to consistently meet their needs wherever they find us.  Our ambition is to become the UK’s number-one bank for customer trust, service and advocacy by 2020. Our global workforce is integral to helping us achieve this goal.

With colleagues across 5 main states, and connected across-the-globe by common values and a unified ambition, RBS India delivers vital bank functions that help us offer truly round-the-clock support to our UK customers, and 24/7 banking to our international customers.

RBS welcomes applications from all sections of the community.


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